18-05-2026 08:29 Home | Feedback | Sitemap| Careers | Contact Us |FAQ | Investor Complaints Data | Investor Charter Stock-Broker | Investor DP
Policies
Sr.No Date Caption File
0 11-May-26 Whistle Blower JGSFC
1 29-Apr-26 Rights & Obligations DP
2 07-Nov-25 Policies procedures surveillance policy
3 07-Nov-25 PMLA policy
4 07-Nov-25 Common SOP for operation of accounts in case of an incapacitated Investor
5 07-Nov-25 SOP for Processing Surveillance Alerts
6 23-Jan-25 Client Referral Policy
7 18-Jan-25 Dealing Room Policies
8 17-Dec-24 Insider Trading Policy
9 03-Dec-24 Policy on Handling of Good Till Date
10 07-Oct-24 Voluntary Freeze
11 21-Jun-24 Cyber Security and Cyber Resilience Policy
12 20-Jun-24 Internal Shortage Policy
13 20-Jun-24 User Management Policy
14 24-jul-23 Password Policy
15 25-May-22 Conflicts of interest policy
16 25-May-22 Dealing in stock market
17 25-May-22 Error code policy
18 21-Sep-22 Inactive & dormant account
19 25-May-22 Internal control policy & procedures
20 25-May-22 Kra policy
21 25-May-22 Limits setting policy
22 25-May-22 Margin collection & reporting & actual settlement policy
23 25-May-22 Policy for pre funded instruments
24 25-May-22 NISM Series - VII
25 25-May-22 Policy for unauthentic news circulation
26 25-May-22 Policies & procedures
27 25-May-22 Policy on beneficial ownership
28 25-May-22 Policy on surveillance of transaction alerts
29 25-May-22 Risk managemnt system policy
30 25-May-22 Surveillance Policy
31 25-May-22 System and Procedure
32 25-May-22 Alert policy
33 30-May-22 Rights & Obligations
 

Attention Investors : Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers / DP and Exchanges / Depository. Receive information of your transactions directly from Exchanges / Depository on your mobile/email at the end of the day .......... Issued in the interest of investors

KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

“No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application from to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.’

Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.