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Policies
Sr.No Date Caption File
1 14-Jul-22 PMLA policy
2 25-May-22 Conflicts of interest policy
3 25-May-22 Dealing in stock market
4 25-May-22 Error code policy
5 21-Sep-22 Inactive & dormant account
6 25-May-22 Internal control policy & procedures
7 25-May-22 Kra policy
8 25-May-22 Limits setting policy
9 25-May-22 Margin collection & reporting & actual settlement policy
10 25-May-22 Policy for pre funded instruments
11 25-May-22 NISM Series - VII
12 25-May-22 Policy for unauthentic news circulation
13 25-May-22 Policies & procedures
14 25-May-22 Policies procedures surveillance policy
15 25-May-22 Policy on beneficial ownership
16 25-May-22 Policy on surveillance of transaction alerts
17 25-May-22 Risk managemnt system policy
18 25-May-22 Surveillance Policy
19 25-May-22 System and Procedure
20 25-May-22 Alert policy
21 30-May-22 Rights & Obligations
 

Attention Investors : Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers / DP and Exchanges / Depository. Receive information of your transactions directly from Exchanges / Depository on your mobile/email at the end of the day .......... Issued in the interest of investors

KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

“No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application from to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.’