09-02-2025 06:50 Home | Feedback | Sitemap| Careers | Contact Us |FAQ | Investor Complaints Data | Investor Charter Stock-Broker | Investor DP
Policies
Sr.No Date Caption File
1 23-Jan-25 Client Referral Policy
2 18-Jan-25 Dealing Room Policies
3 17-Dec-24 Insider Trading Policy
4 03-Dec-24 Policy on Handling of Good Till Date
5 06-Nov-24 PMLA policy
6 07-Oct-24 Voluntary Freeze
7 21-Jun-24 Cyber Security and Cyber Resilience Policy
8 20-Jun-24 Internal Shortage Policy
9 20-Jun-24 User Management Policy
10 24-jul-23 Password Policy
11 25-May-22 Conflicts of interest policy
12 25-May-22 Dealing in stock market
13 25-May-22 Error code policy
14 21-Sep-22 Inactive & dormant account
15 25-May-22 Internal control policy & procedures
16 25-May-22 Kra policy
17 25-May-22 Limits setting policy
18 25-May-22 Margin collection & reporting & actual settlement policy
19 25-May-22 Policy for pre funded instruments
20 25-May-22 NISM Series - VII
21 25-May-22 Policy for unauthentic news circulation
22 25-May-22 Policies & procedures
23 25-May-22 Policies procedures surveillance policy
24 25-May-22 Policy on beneficial ownership
25 25-May-22 Policy on surveillance of transaction alerts
26 25-May-22 Risk managemnt system policy
27 25-May-22 Surveillance Policy
28 25-May-22 System and Procedure
29 25-May-22 Alert policy
30 30-May-22 Rights & Obligations
 

Attention Investors : Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers / DP and Exchanges / Depository. Receive information of your transactions directly from Exchanges / Depository on your mobile/email at the end of the day .......... Issued in the interest of investors

KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

“No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application from to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.’

Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.