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Policies
Sr.No Date Caption File
1 24-jul-23 Password Policy
2 15-Mar-23 PMLA policy
3 25-May-22 Conflicts of interest policy
4 25-May-22 Dealing in stock market
5 25-May-22 Error code policy
6 21-Sep-22 Inactive & dormant account
7 25-May-22 Internal control policy & procedures
8 25-May-22 Kra policy
9 25-May-22 Limits setting policy
10 25-May-22 Margin collection & reporting & actual settlement policy
11 25-May-22 Policy for pre funded instruments
12 25-May-22 NISM Series - VII
13 25-May-22 Policy for unauthentic news circulation
14 25-May-22 Policies & procedures
15 25-May-22 Policies procedures surveillance policy
16 25-May-22 Policy on beneficial ownership
17 25-May-22 Policy on surveillance of transaction alerts
18 25-May-22 Risk managemnt system policy
19 25-May-22 Surveillance Policy
20 25-May-22 System and Procedure
21 25-May-22 Alert policy
22 30-May-22 Rights & Obligations
 

Attention Investors : Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers / DP and Exchanges / Depository. Receive information of your transactions directly from Exchanges / Depository on your mobile/email at the end of the day .......... Issued in the interest of investors

KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

“No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application from to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.’