| Sr.No |
Date |
Caption |
File |
|
0
|
11-May-26
|
Whistle Blower JGSFC
|
|
|
1
|
29-Apr-26
|
Rights & Obligations DP
|
|
|
2
|
07-Nov-25
|
Policies procedures surveillance policy
|
|
|
3
|
07-Nov-25
|
PMLA policy
|
|
|
4
|
07-Nov-25
|
Common SOP for operation of accounts in case of an incapacitated Investor
|
|
|
5
|
07-Nov-25
|
SOP for Processing Surveillance Alerts
|
|
|
6
|
23-Jan-25
|
Client Referral Policy
|
|
|
7
|
18-Jan-25
|
Dealing Room Policies
|
|
|
8
|
17-Dec-24
|
Insider Trading Policy
|
|
|
9
|
03-Dec-24
|
Policy on Handling of Good Till Date
|
|
|
10
|
07-Oct-24
|
Voluntary Freeze
|
|
|
11
|
21-Jun-24
|
Cyber Security and Cyber Resilience Policy
|
|
|
12
|
20-Jun-24
|
Internal Shortage Policy
|
|
|
13
|
20-Jun-24
|
User Management Policy
|
|
|
14
|
24-jul-23
|
Password Policy
|
|
|
15
|
25-May-22
|
Conflicts of interest policy
|
|
|
16
|
25-May-22
|
Dealing in stock market
|
|
|
17
|
25-May-22
|
Error code policy
|
|
|
18
|
21-Sep-22
|
Inactive & dormant account
|
|
|
19
|
25-May-22
|
Internal control policy & procedures
|
|
|
20
|
25-May-22
|
Kra policy
|
|
|
21
|
25-May-22
|
Limits setting policy
|
|
|
22
|
25-May-22
|
Margin collection & reporting & actual settlement policy
|
|
|
23
|
25-May-22
|
Policy for pre funded instruments
|
|
|
24
|
25-May-22
|
NISM Series - VII
|
|
|
25
|
25-May-22
|
Policy for unauthentic news circulation
|
|
|
26
|
25-May-22
|
Policies & procedures
|
|
|
27
|
25-May-22
|
Policy on beneficial ownership
|
|
|
28
|
25-May-22
|
Policy on surveillance of transaction alerts
|
|
|
29
|
25-May-22
|
Risk managemnt system policy
|
|
|
30
|
25-May-22
|
Surveillance Policy
|
|
|
31
|
25-May-22
|
System and Procedure
|
|
|
32
|
25-May-22
|
Alert policy
|
|
|
33
|
30-May-22
|
Rights & Obligations
|
|